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INVESTMENT EXECUTIVE NEWS
October 2020
COMPANY INDEX
This index lists the page on which there is
a significant reference to a company or organization mentioned in stories or columns.
Web exclusive:
ESG AFTER A CRISIS
Covid-19 and global protests demanding social justice have left clients wondering how they can make a difference. Investors are demanding better disclosure of companies’ board diversity, while regulators grapple with developing ESG standards.
Read the stories on investmentexective.com/esg
WHAT’S INSIDE HIGHLIGHTS OF THIS MONTH’S INVESTMENT EXECUTIVE
Accord Financial Corp. ................................. 7 AGF Management Ltd. ................................ 8 Autorité des marchés financiers ........ 4, 6 Bank of Montreal ........................................... 7 Bank of Nova Scotia ..................................... 7 Brookfield Asset Management Inc. ......... 7 Canaccord Genuity Group Inc. .................. 7 Canada Life Assurance Co. ....................... 9 Canadian Coalition
for Good Governance .................................. 6 Canadian Foundation for
Advancement of Investor Rights ............. 4 Canadian Securities Administrators ... 1, 6 CanAge Inc. ...................................................... 1 CI Financial Corp. ......................................... 8 CI Investments ............................................. 17 Component Strategies Consulting ......... 4 DBRS Morningstar Inc. .......................... 7, 16 Desjardins Group .......................................... 8 Dundee Corp. .................................................. 7 Echelon Financial Services Inc. ................ 7 ECN Capital Corp. .......................................... 7 Element Fleet Management Corp. ........... 7 E-L Financial Corp. ........................................ 7 Fiera Capital Corp. ....................................... 8 Financial Horizons Group Inc. ................. 13 Financial Services
Regulatory Authority of Ontario ............. 4 First National Financial Corp. .................... 7 GMP Capital Inc. ............................................ 7 GMP Securities LP ....................................... 4 Great-West Lifeco Inc. .............................. , 9 Guardian Capital Group Ltd. ..................... 8 Hub Financial Inc. ........................................ 13 Hymas Investment Management Inc. ... 17 IA Financial Group Inc. ................................. 7 IDC Worldsource
IGM Financial Inc. .......................................... 7 Innovative Research Group Inc. ................. 1 Intact Financial Corp. ................................... 7 Investment Industry
Association of Canada ................................ 6 Investment Industry Regulatory Organization of Canada ................................ 1 Jarislowsky Fraser Ltd. ............................. 17 Kenmar Associates ...................................... 4 Manulife Financial Corp. .............................. 7 MBC Law Professional Corp. .................... 4 MCAN Mortgage Corp. ................................. 7 Newport Private Wealth Inc. .................... 14 Office of the Superintendent of Financial Institutions .................................................... 17 Ombudsman for Banking
Services and Investments ......................... 4 Ontario Securities Commission ............. , 6 Oppenheimer Holdings Inc. ....................... 8 Power Financial Corp. .................................. 7 PPI Management Inc. ................................. 13 Prosper Canada ............................................ 4 RBC Life Insurance Co. ............................... 9 Royal Bank of Canada ................................ 17 Signature Global
Asset Management ..................................... 17 Sprott Inc. ....................................................... 8 Stone Investment Group Ltd. .................... 7 Sun Life Financial
Distributors (Canada) Inc. ......................... 9 Sun Life Financial
Services Inc. .................................................... 7 TD Asset Management Inc. ...................... 16 Timbercreek Financial Corp. ...................... 7 TMX Group Ltd. .............................................. 7 Toronto-Dominion Bank .............................. 7 University of Toronto .................................. 4 Vision Capital Corp. .................................... 16 York University ........D...E...C...E...M....B...E...R.....2...0...0...9. 4
INVESTORS
DAVID AND GOLIATH 1 Stable and reliable funding for independent investor advocacy is needed badly, experts say.
THE MORE THINGS CHANGE... 1
An extensive survey found that clients still don’t understand fees after CRM2.
REGULATION
SUMMER OF DISCONTENT 1 Ontario’s capital markets task force has received a barrage of criticism.
PROFIT SURVEY
STAYING POWER 7 The latest quarter wasn’t all doom and gloom for financial services companies.
INSURANCE ADVISORS’ REPORT CARD
STEADY DOES IT 9 Dedicated sales agencies have relied on their strengths to get through the pandemic.
QUICK FIX 13
Managing general agencies have had to embrace technology — fast.
www.investmentexecutive.com
PRODUCTS
ROCKY ROAD 16 The move to remote work
has changed the real estate investing landscape.
NEW KID ON THE BLOCK 17
A primer on limited recourse capital notes.
INSIGHT
ENOUGH IS ENOUGH 18 It’s time to “fill or kill” the idea of a national regulator.
OTTAWA 18
Whether or not we head to the polls this autumn, parties are preparing election platforms.
BUILDING YOUR BUSINESS
FINANCIAL INTERPRETER 14
Shauna George became a financial advisor to show clients how their financial decisions affect their lives.
THE NEXT NORMAL 15
Client expectations for relationship management and marketing have changed. Are you ready?
Coming In
Mid-October 2020
Tax Special 2020:
A new finance minister. A policy reset.
What’s next for tax policy?
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