Page 15 - Newcom

MIDDLEFIELD EXCHANGE OFFER AND CASH OPTION
Sustainable Infrastructure
DIVIDEND FUND
TSX Reserved Symbol: INF.UN
IF YOU OWN SECURITIES OF ANY OF THE FOLLOWING ISSUERS, YOU ARE INVITED TO EXCHANGE THOSE SECURITIES FOR UNITS OF SUSTAINABLE INFRASTRUCTURE DIVIDEND FUND - DEADLINE: PRIOR TO 5:00 P.M. (TORONTO TIME) ON FEBRUARY 20, 2020
Sustainable Infrastructure Dividend Fund (the “Fund”), is offering units of the Fund to investors at a price of $10.00 per unit in exchange for the securities of any of the issuers listed here or for cash subscriptions.
Prospective purchasers under the exchange option are required to deposit their exchange eligible securities prior to 5:00 p.m. (Toronto time) on February 20, 2020, in the manner described in the preliminary prospectus.
The Fund’s investment objectives are to provide holders of units with:
(i) stable monthly cash distributions, and
(ii) enhanced long-term total return through capital appreciation of the Fund’s
investment portfolio
through a diversified, actively managed portfolio comprised primarily of dividend paying securities of global issuers focused on, involved in, or that derive a significant portion of their revenue from physical infrastructure assets, which the advisor believes will generate attractive risk-adjusted returns for the Fund due to the tangible, difficult to replicate, long-term nature of such assets and their ability to shape and support global economic activity. In addition, the portfolio will be focused on sustainable infrastructure by investing in securities of issuers whose infrastructure assets the advisor believes have been developed and operated taking into account environmental, social and governance considerations.
The initial target distribution yield for the Fund is 5% per annum based on the original subscription price (or $0.04167 per unit per month or $0.50 per unit per annum).
Middlefield Capital Corporation, the advisor, will provide investment management advice to the Fund.
POWER & RENEWABLES ISSUERS
AltaGas Canada Inc
American Electric Power Co Inc Atco Ltd/Canada
Atlantica Yield plc
Boralex Inc
Brookfield Infrastructure Partners LP Brookfield Renewable Partners LP Canadian Utilities Ltd
Capital Power Corp
Consolidated Edison Inc
Dominion Energy Inc
DTE Energy Co
Duke Energy Corp
Eaton Corp PLC
Edison International
Emera Inc
Eversource Energy
Exelon Corp
FirstEnergy Corp
Fortis Inc/Canada
Hydro One Ltd
ACI Innergex Renewable Energy Inc INE AEP Keyera Corp KEY ACO/X Kinder Morgan Inc/DE KMI AY NextEra Energy Inc NEE BLX Northland Power Inc NPI BIP nVent Electric PLC NVT BEP-U ONEOK Inc OKE CU Pattern Energy Group Inc PEGI CPX Pembina Pipeline Corp PPL ED Pinnacle Renewable Energy Inc PL D Polaris Infrastructure Inc PIF DTE Public Service Enterprise Group Inc PEG DUK Sempra Energy SRE ETN Southern Co/The SO EIX TC Energy Corp TRP EMA Tesla Inc TSLA ES TransAlta Corp TA EXC TransAlta Renewables Inc RNW FE WEC Energy Group Inc WEC FTS Williams Cos Inc/The WMB H Xcel Energy Inc XEL
WATER UTILITIES & WASTE TREATMENT ISSUERS
Algonquin Power & Utilities Corp American States Water Co American Water Works Co Inc Aqua America Inc
AQN Evoqua Water Technologies Corp AQUA AWR IDEX Corp IEX AWK Mueller Water Products Inc MWA WTR Pentair PLC PNR
AquaVenture Holdings Ltd California Water Service Group Cott Corp
Danaher Corp
Ecolab Inc
WAAS Roper Technologies Inc ROP CWT SJW Group SJW BCB Waste Connections Inc WCN DHR Watts Water Technologies Inc WTS ECL Xylem Inc/NY XYL
DATA NETWORKS & COMMUNICATIONS ISSUERS
GOOGL Keysight Technologies Inc KEYS AMZN Microsoft Corp MSFT AMT Motorola Solutions Inc MSI AAPL Netflix Inc NFLX T QTS Realty Trust Inc QTS BCE Quebecor Inc QBR/B CTL Rogers Communications Inc RCI/B CSCO SBA Communications Corp SBAC COR Shaw Communications Inc SJR/B CCI Shopify Inc SHOP CONE Sprint Corp S DLR TELUS Corp T EQIX T-Mobile US Inc TMUS IRM Verizon Communications Inc VZ
OTHER ISSUERS
Bank of Montreal
Canadian Pacific Railway Ltd
Dream Industrial REIT
Enbridge Inc
Granite Real Estate Investment Trust H&R Real Estate Investment Trust
BMO Manulife Financial Corp CP National Bank of Canada
MFC NA RY SMU.UN TD WTE
AT&T Inc
BCE Inc
CenturyLink Inc
Cisco Systems Inc
CoreSite Realty Corp
Crown Castle International Corp CyrusOne Inc
Digital Realty Trust Inc
Equinix Inc
Iron Mountain Inc
Alphabet Inc Amazon.com Inc American Tower Corp Apple Inc
DIR.UN Royal Bank of Canada
ENB Summit Industrial Income REIT
GRT.UN Toronto-Dominion Bank/The
HR.UN Westshore Terminals Investment Corp
(L to R) JEREMY BRASSEUR, Managing Director, Corporate Finance, DEAN ORRICO, President and Chief Investment Officer,
ROB LAUZON, Managing Director and Deputy Chief Investment Officer and SHANE OBATA, Director, Investments and Portfolio Manager
To learn more about Sustainable Infrastructure Dividend Fund, speak with your financial advisor or contact us at:
1-888-890-1868 invest@middlefield.com www.middlefield.com
Middlefield Limited
812 Memorial Drive NW Calgary, Alberta T2N 3C8
First Canadian Place
58th Floor, P.O. Box 192 Toronto, Ontario M5X 1A6
A preliminary prospectus containing important information relating to these securities has been filed with securities commissions or similar authorities in each of the provinces of Canada. The preliminary prospectus is still subject to completion or amendment. Copies of the preliminary prospectus may be obtained from any of the syndicate of agents using the contact information for such agent. There will not be any sale or any acceptance of an offer to buy the securities until a receipt for the final prospectus has been issued.